Year-end adjustment

Also called: True-up · Compensating adjustment

An adjustment made by the taxpayer before or at year end to bring a controlled outcome into the arm's length range.

5 min read · Last reviewed 2026-06-30

In one line

Under the OECD Transfer Pricing Guidelines, Chapter IV, Section C.3 (OECD, 2022): An adjustment made by the taxpayer before or at year end to bring a controlled outcome into the arm's length range.

Source status: Primary source · OECD Transfer Pricing Guidelines, Chapter IV, Section C.3

Key facts

Key facts about Year-end adjustment
TermYear-end adjustment
Also calledTrue-up; Compensating adjustment
Primary authorityOECD Transfer Pricing Guidelines, Chapter IV, Section C.3 (OECD, 2022)
Source statusPrimary source
TopicsDocumentation & compliance; Controversy & certainty
Most relevant toIn-house tax teams; CFOs & finance leaders; Advisors & consultants
Most common audit triggerAdjustments always in the same direction, suggesting a mispriced policy.
Who owns it internallyGroup tax calculates; controllership books; customs reviews.
Last reviewed2026-06-30

Plain English

You set prices at the start of the year using a forecast. Reality differs. A true-up corrects the difference so the tested entity lands where the policy says it should — ideally before the books close, because retrospective adjustments create customs and VAT problems.

Technical definition

A compensating adjustment in which a taxpayer reports a transfer price for tax purposes that is, in the taxpayer's opinion, an arm's length price for a controlled transaction, even though this price differs from the amount actually charged between the associated enterprises.

Why it matters

It is the operational mechanism that makes a transfer pricing policy real, and the point where tax, customs, VAT and statutory reporting collide.

How it works in practice

  1. 01Monitor tested party results quarterly against the target.
  2. 02Forecast the full-year position by month ten or eleven.
  3. 03Book the adjustment through intercompany invoices or credit notes before year end where possible.
  4. 04Assess customs valuation and VAT consequences of the adjustment.
  5. 05Document the calculation and the policy basis.

Worked example

Customs interaction

A downward adjustment reducing the price of goods already imported may entitle the importer to a customs duty refund, but only if a valid mechanism and prior disclosure exist in that jurisdiction. Made after the fact with no framework, the same adjustment can create a duty underpayment on the upward side and no refund on the downward side — an asymmetric loss.

Common mistakes

  • Booking a single lump-sum adjustment with no transaction-level allocation.
  • Ignoring the customs and VAT consequences entirely.
  • Making the adjustment after statutory accounts are signed.

Audit red flags

  • Adjustments always in the same direction, suggesting a mispriced policy.
  • Adjustment amounts exceeding the entity's gross margin.

Documentation & data

Documents to hold

  • Calculation file linking policy target to booked amount.
  • Credit notes or invoices with transaction references.
  • Customs and VAT assessment note.

Data you need

  • Monthly segmented results.
  • Import values by tariff line where goods are involved.

Who owns this internally: Group tax calculates; controllership books; customs reviews.

Jurisdiction notes

European Union
Customs treatment of transfer pricing adjustments varies by member state; some require a pre-agreed adjustment mechanism to allow refunds.
OECD
Chapter IV addresses compensating adjustments and notes that jurisdictions differ in whether they accept them.

Notes by role

CFOs & finance leaders

True-ups are cash. Put them in the forecast, and agree with local CFOs early — they affect local bonus metrics.

Frequently asked

Are downward adjustments always accepted?
No. Some jurisdictions restrict adjustments that reduce local taxable income, particularly if made after year end.

Sources & status

  • Primary source

    OECD Transfer Pricing Guidelines, Chapter IV, Section C.3

    OECD, 2022

  • Our interpretation

    Practical customs sequencing guidance

    This glossary, 2026

Reference material only, not advice on a specific fact pattern. Reviewed 2026-06-30.

Careers

How this shows up in the job

Operational transfer pricing roles are growing fast. Systems and process skills matter as much as technical ones here.

Careers in transfer pricing

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